SUMMARY OF LABORATORY PRACTICES FOR EACH BIOSAFETY
LEVEL AND BIOSAFETY LEVEL CRITERIA
1. Biosafety
Level 1
2. Biosafety Level 2
3. Biosafety Level 3
4. Biosafety Level 4
Click here
for Vertebrate Animal Biosafety Level Criteria from "Biosafety in
Microbiological and Biomedical Laboratories."
Biosafety Level 1 (Risk
group 1)
Biosafety Level 1 practices, safety equipment, and facilities are
appropriate for undergraduate and secondary educational training and teaching laboratories
and for other facilities in which work is done with defined and characterized strains of
viable micro-organisms not known to cause disease in healthy adult humans. Bacillus
subtilis, Naegleria gruben, and infectious canine hepatitis virus are
representative of those micro-organisms meeting these criteria. Many agents not ordinarily
associated with disease processes in humans are, however, opportunistic pathogens and may
cause infection in the young, the aged, and in immune-deficient or immunosuppressed
individuals. Vaccine strains which have undergone multiple in vivo passages should not be
considered a virulent simply because they are vaccine strains.
This level is suitable for work involving agents of no known or of
minimal potential hazard to laboratory personnel and the environment. The laboratory is
not separated from the general traffic patterns in the building. Work is generally
conducted on open bench tops. Special containment equipment is not required or generally
used. Laboratory personnel have specific training in the procedures conducted in the
laboratory and are supervised by a scientist with general training in microbiology or a
related science.
The following standard and special practices, safety equipment, and
facilities apply to agents assigned to Biosafety Level 1:
| A. |
Standard Microbiological Practices |
|
|
1. |
Access to the laboratory is limited or restricted at the discretion of the
laboratory director when experiments are in progress. |
|
2. |
Persons wash their hands after they handle viable materials and animals,
after removing gloves, and before leaving the laboratory. |
|
3. |
Eating, drinking, smoking, handling contact lenses, and applying cosmetics
are not permitted in the work areas where there is reasonable likelihood of exposure to
potentially infectious materials. Persons who wear contact lenses in laboratories
should also wear goggles or a face shield. Food is stored outside the work area in
cabinets or refrigerators designated and used for this purpose only. |
|
4. |
Mouth pipetting is prohibited; mechanical pipetting devices are used. |
|
5. |
All procedures are performed carefully to minimize the creation of
splashes or aerosols. |
|
6. |
Work surfaces are decontaminated at least once a day and after any spill
of viable material. |
|
7. |
All cultures, stocks, and other regulated wastes are decontaminated before
disposal by an approved decontamination method, such as autoclaving. Materials to be
decontaminated outside of the immediate laboratory are to be placed in a durable,
leakproof container and closed for transport from the laboratory. Materials to be
decontaminated at off-site from the laboratory are packaged in accordance with applicable
local, state, and federal regulations, before removal from the facility. |
|
8. |
An insect and rodent control program is in effect.
|
| B. |
Special Practices: None |
|
|
| C. |
Safety Equipment (Primary Barriers)
|
|
1. |
Special containment devices or equipment such as a biological safety
cabinet are generally not required for manipulations of agents assigned to Biosafety Level
1. |
|
2. |
It is recommended that laboratory coats, gowns, or uniforms be worn to
prevent contamination or soiling of street clothes. |
|
3. |
Gloves should be worn if the skin on the hands is broken or if a rash
exists. |
|
4. |
Protective eyewear should be worn for anticipated splashes or
microorganisms or other hazardous materials to the face.
|
| D. |
Laboratory Facilities (Secondary Barriers)
|
|
1. |
Each laboratory contains a sink for handwashing. |
|
2. |
The laboratory is designed so that it can be easily cleaned. Rugs in
laboratories are not appropriate, and should not be used because proper decontamination
following a spill is extremely difficult to achieve. |
|
3. |
Bench tops are impervious to water and resistant to acids, alkalis,
organic solvents, and moderate heat. |
|
4. |
Laboratory furniture is sturdy. Spaces between benches, cabinets,
and equipment are accessible for cleaning. |
|
5. |
If the laboratory has windows that open, they are fitted with fly screens. |
Biosafety Level 2 (Risk
Group 2)
Biosafety Level 2 practices, equipment, and facilities are applicable
to clinical, diagnostic, teaching and other facilities in which work is done with the
broad spectrum of indigenous moderate-risk agents present in the community and associated
with human disease of varying severity. With good microbiological techniques, these agents
can be used safely in activities conducted on the open bench, provided the potential for
producing aerosols is low. Hepatitis B virus, the salmonellae, and Toxoplasma spp.
are representative of microorganisms assigned to this containment level. Primary hazards
to personnel working with these agents may include accidental autoinoculation, ingestion,
and skin or mucous membrane exposure to infectious materials. Procedures with high aerosol
potential that may increase the risk of exposure of personnel must be conducted in primary
containment equipment or devices.
This level is similar to Level 1 and suitable for work involving agents
of moderate potential hazard to personnel and the environment. It differs in that (1)
laboratory personnel have specific training in handling pathogenic agents and are directed
by scientists competent in this biosafety level, (2) access to the laboratory is limited
when work is being conducted and (3) certain procedures in which infectious aerosols are
created are conducted in biological safety cabinets or other physical containment
equipment.
The following standard and special practices, safety equipment, and
facilities apply to agents assigned to Biosafety Level 2:
| A. |
Standard Microbiological Practices
|
|
1. |
Access to the laboratory is limited or restricted at the discretion of the
laboratory director when experiments are in progress. |
|
2. |
Persons wash their hands after they handle viable materials and animals,
after removing gloves, and before leaving the laboratory. |
|
3. |
Eating, drinking, smoking, handling contact lenses, and applying cosmetics
are not permitted in the work areas. Persons who wear contact lenses in laboratories
should also wear goggles or a face shield. Food is stored outside the work area in
cabinets or refrigerators designated for this purpose only. |
|
4. |
Mouth pipetting is prohibited; mechanical pipetting devices are
used. |
|
5. |
All procedures are performed carefully to minimize the creation of
splashes or aerosols. |
|
6. |
Work surfaces are decontaminated at least once a day and after any spill
of viable material. |
|
7. |
All cultures, stocks, and other regulated wastes are decontaminated before
disposal by an approved decontamination method, such as autoclaving. Materials to be
decontaminated outside of the immediate laboratory are to be placed in a durable,
leakproof container and closed for transport from the laboratory. Materials to be
decontaminated at off-site from the laboratory are packaged in accordance with applicable
local, state, and federal regulations, before removal from the facility. |
|
8. |
An insect and rodent control program is in effect.
|
|
1. |
Access to the laboratory is limited or restricted by the laboratory
director when work with infectious agents is in progress. In general, persons who
are at increased risk of acquiring infection or for whom infection may be unusually
hazardous are not allowed in the laboratory or animal rooms. For example, persons
who are immunocompromised or immunosuppressed may be at risk of acquiring infections.
The laboratory director has the final responsibility for assessing each
circumstance and determining who may enter or work in the laboratory. |
|
2. |
The laboratory director establishes policies and procedures whereby only
persons who have been advised of the potential hazard and meet specific entry requirements
(e.g., immunization) enter the laboratory or animal rooms. |
|
3. |
When the infectious agent(s) in use in the laboratory require special
provisions for entry (e.g., immunization), a hazard warning sign incorporating the
universal biohazard symbol is posted on the access door to the laboratory work area.
The hazard warning sign identifies the infectious agent, lists the name and
telephone number of the laboratory director or other responsible person(s), and indicates
the special requirement(s) for entering the laboratory. |
|
4. |
Laboratory personnel receive appropriate immunizations or tests for the
agents handled or potentially present in the laboratory (e.g., hepatitis B vaccine or TB
skin testing). |
|
5. |
When appropriate, considering the agent(s) handled, baseline serum samples
for laboratory and other at-risk personnel are collected and stored. Additional
serum specimens may be collected periodically, depending on the agents handled or the
function of the facility. |
|
6. |
A biosafety manual is prepared or adopted. Personnel are advised of
special hazards and are required to read and to follow instructions on practices and
procedures. |
|
7. |
Laboratory personnel receive appropriate training on the potential hazards
associated with the work involved, the necessary precautions to prevent exposures, and the
exposure evaluation procedures. Personnel receive annual updates, or additional
training as necessary for procedural or policy changes. |
|
8. |
A high degree of precaution must always be taken with any contaminated
sharp items, including needles and syringes, slides, pipettes, capillary tubes, and
scalpels. Needles and syringes or other sharp instruments should be restricted in
the laboratory for use only when there is no alternative, such as parenteral injection,
phlebotomy, or aspiration of fluids from laboratory animals and diaphragm bottles.
Plasticware should be substituted for glassware whenever possible. |
|
|
a. |
Only needle-locking syringes or disposable syringe needle units (i.e.,
needle is integral to the syringe) are used for injection or aspiration of infectious
materials. Used disposable needles must not be bent, sheared, broken, recapped,
removed from disposable syringes, or otherwise manipulated by hand before disposal;
rather, they must be carefully placed in conveniently located puncture-resistant
containers used for sharps disposal. Non-disposal sharps must be placed in a
hard-walled container for transport to a processing area for decontamination, preferably
by autoclaving. |
|
|
b. |
Syringes which re-sheathe the needle, needle-less systems, and other safe
devices should be used when appropriate. |
|
|
c. |
Broken glassware must not be handled directly by hand, but must be removed
by mechanical means such as a brush and dustpan, tongs, or forceps. Containers of
contaminated needles, sharp equipment, and broken glass are decontaminated before
disposal, according to any local, state, or federal regulations. |
|
9. |
Cultures, tissues, or specimens of body fluids are placed in a container
that prevents leakage during collection, handling, processing, storage, transport, or
shipping. |
|
10. |
Laboratory equipment and work surfaces should be decontaminated with an
appropriate disinfectant on a routine basis, after work with infectious materials is
finished, and especially after overt spills, splashes, or other contamination by
infectious materials. Contaminated equipment must be decontaminated according to any
local, state, or federal regulations before it is sent for repair or maintenance or
packaged for transport in accordance with applicable local, state, or federal regulations,
before removal from the facility. |
|
11. |
Spills and accidents which result in overt exposures to infectious
materials are immediately reported to the laboratory director. Medical evaluation,
surveillance, and treatment are provided as appropriate and written records are
maintained. |
|
12. |
Animals not involved in the work being performed are not permitted in the
lab.
|
| C. |
Safety Equipment (Primary Barriers)
|
|
1. |
Properly maintained biological safety cabinets, preferably Class II, or
other appropriate personal protective equipment or physical containment devices are used
whenever: |
|
|
a. |
Procedures with a potential for creating infectious aerosols or splashes
are conducted. These may include centrifuging, grinding, blending, vigorous shaking
or mixing, sonic disruption, opening containers of infectious materials whose internal
pressures may be different from ambient pressures, inoculating animals intranasally, and
harvesting infected tissues from animals or eggs. |
|
|
b. |
High concentrations or large volumes of infectious agents are used.
Such materials may be centrifuged in the open laboratory if sealed rotor heads or
centrifuge safety cups are used, and if these rotors or safety cups are opened only in a
biological safety cabinet. |
|
2. |
Face protection (goggles, mask, faceshield or other splatter guards) is
used for anticipated splashes or sprays of infectious or other hazardous materials to the
face, when the microorganisms must be manipulated outside the BSC. |
|
3. |
Protective laboratory coats, gowns, smocks, or uniforms designated for lab
use are worn while in the laboratory. This protective clothing is removed and left
in the laboratory before leaving for non-laboratory areas (e.g., cafeteria, library,
administrative offices). All protective clothing is either disposed of in the
laboratory or laundered by the institution; it should never be taken home by personnel. |
|
4. |
Gloves are worn when handling infected animals and when hands may contact
infectious materials, contaminated surfaces or equipment. Wearing two pairs of
gloves may be appropriate; if a spill or splatter occurs, the hand will be protected
after the contaminated glove is removed. Gloves are disposed of when contaminated,
removed when work with infectious materials is completed, and are not worn outside the
laboratory. Disposable gloves are not washed or reused.
|
| D. |
Laboratory Facilities (Secondary Barriers)
|
|
1. |
Each laboratory contains a sink for handwashing. |
|
2. |
The laboratory is designed so that it can be easily cleaned. Rugs in
laboratories are not appropriate, and should not be used because proper decontamination
following a spill is extremely difficult to achieve. |
|
3. |
Bench tops are impervious to water and resistant to acids, alkalis,
organic solvents, and moderate heat. |
|
4. |
Laboratory furniture is sturdy, and spaces between benches, cabinets, and
equipment are accessible for cleaning. |
|
5. |
If the laboratory has windows that open, they are fitted with fly screens. |
|
6. |
A method for decontamination of infectious or regulated laboratory wastes
is available (e.g., autoclave, chemical disinfection, incinerator, or other approved
decontamination system). |
|
7. |
An eyewash facility is readily available. |
Biosafety Level 3 (Risk
Group 3)
Biosafety Level 3 practices, safety equipment, and facilities are
applicable to clinical, diagnostic, teaching, research, or production facilities in which
work is done with indigenous or exotic agents where the potential for infection by
aerosols is real and the disease may have serious or lethal consequences. Autoinoculation
and ingestion also represent primary hazards to personnel working with these agents.
Examples of such agents for which Biosafety Level 3 safeguards are generally recommended
include Mycobacterium tuberculosis, St. Louis encephalitis virus, and Coxiella
burnetti.
Laboratory personnel have specific training in handling pathogenic and
potentially lethal agents and are supervised by competent scientists who are experienced
in working with these agents. All procedures involving the manipulation of infectious
material are conducted within biological safety cabinets or other physical containment
devices or by personnel wearing appropriate personal protective clothing and devices. The
laboratory has special engineering and design features. It is recognized, however, that
many existing facilities may not have all the facility safeguards recommended for
Biosafety Level 3 (e.g., access zone, sealed penetrations, directional airflow, etc.). In
these circumstances, acceptable safety may be achieved for routine or repetitive operation
(e.g., diagnostic procedures involving the propagation of an agent for identification,
typing and susceptibility testing ) in laboratories where facility features satisfy
Biosafety Level 2 recommendations provided the recommended "Standard Microbiological
Practices," "Special Practices" and "Containment Equipment" for
Biosafety Level 3 are rigorously followed. The decision to implement this modification of
Biosafety Level 3 recommendations may only be made by a Biosafety Committee.
There is currently no work being performed with agents requiring
Biosafety Level 3 containment at the University of the Sciences in Philadelphia.
The following standard and special safety practices, equipment and
facilities apply to agents assigned to Biosafety Level 3:
| A. |
Standard Microbiological Practices
|
|
1. |
Access to the laboratory is limited or restricted at the discretion of the
laboratory director when experiments are in progress. |
|
2. |
Persons wash their hands after handling infectious materials and animals,
after removing gloves, and when they leave the laboratory. |
|
3. |
Eating, drinking, smoking, handling contact lenses, and applying cosmetics
are not permitted in the laboratory. Persons who wear contact lenses in laboratories
should also wear goggles or a face shield. Food is stored outside the work area in
cabinets or refrigerators designated for this purpose only. |
|
4. |
Mouth pipetting is prohibited; mechanical pipetting devices are
used. |
|
5. |
All procedures are performed carefully to minimize the creation of
aerosols. |
|
6. |
Work surfaces are decontaminated at least once a day and after any spill
of viable material. |
|
7. |
All cultures, stocks, and other regulated wastes are decontaminated before
disposal by an approved decontamination method, such as autoclaving. Materials to be
decontaminated outside of the immediate laboratory are to be placed in a durable,
leakproof container and closed for transport from the laboratory. Materials to be
decontaminated at off-site from the laboratory are packaged in accordance with applicable
local, state, and federal regulations, before removal from the facility. |
|
8. |
An insect and rodent control program is in effect.
|
|
1. |
Laboratory doors are kept closed when experiments are in progress. |
|
2. |
The laboratory director controls access to the laboratory and restricts
access to persons whose presence is required for program or support purposes. For
example, persons who are immunocompromised or immunosuppressed may be at risk of acquiring
infections. Persons who are at increased risk of acquiring infection or for whom
infection may be unusually hazardous are not allowed in the laboratory or animal rooms.
The director has the final responsibility for assessing each circumstance and
determining who may enter or work in the laboratory. |
|
3. |
The laboratory director establishes policies and procedures whereby only
persons who have been advised of the potential biohazard, who meet any specific entry
requirements (e.g., immunization), and who comply with all entry and exit procedures,
enter the laboratory or animal rooms. |
|
4. |
When infectious materials or infected animals are present in the
laboratory or containment module, a hazard warning sign, incorporating the universal
biohazard symbol, is posted on all laboratory and animal room access doors. The
hazard warning sign identifies the agent, lists the name and telephone number of the
laboratory director or other responsible person(s), and indicates any special requirements
for entering the laboratory, such as the need for immunizations, respirators, or other
personal protective measures. |
|
5. |
Laboratory personnel receive the appropriate immunizations or tests for
the agents handled or potentially present in the laboratory (e.g., hepatitis B vaccine or
TB skin testing). |
|
6. |
Baseline serum samples are collected and stored for all laboratory and
other at-risk personnel. Additional serum specimens may be collected periodically,
depending on the agents handled or the function of the laboratory. |
|
7. |
A biosafety manual is prepared or adopted. Personnel are advised of
special hazards and are required to read and to follow instructions on practices and
procedures. |
|
8. |
Laboratory personnel receive appropriate training on the potential hazards
associated with the work involved, the necessary precautions to prevent exposures, and the
exposure evaluation procedures. Personnel receive annual updates, or additional
training as necessary for procedural changes. |
|
9. |
The laboratory director is responsible for insuring that, before working
with organisms at Biosafety Level 3, all personnel demonstrate proficiency in standard
microbiological practices and techniques, and in the practices and operations specific to
the laboratory facility. This might include prior experience in handling human
pathogens or cell cultures, or a specific training program provided by the laboratory
director or other competent scientist proficient in safe microbiological practices and
techniques. |
|
10. |
A high degree of precaution must always be taken with any contaminated
sharp items, including needles and syringes, slides, pipettes, capillary tubes, and
scalpels. Needles and syringes or other sharp instruments should be restricted in
the laboratory for use only when there is no alternative, such as parenteral injection,
phlebotomy, or aspiration of fluids from laboratory animals and diaphragm bottles.
Plasticware should be substituted for glassware whenever possible. |
|
|
a. |
Only needle-locking syringes or disposable syringe-needle units (i.e.,
needle is integral to the syringe) are used for injection or aspiration of infectious
materials. Used disposable needles must not be bent, sheared, broken, recapped,
removed from disposable syringes, or otherwise manipulated by hand before disposal;
rather, they must be carefully placed in conveniently located puncture-resistant
containers used for sharps disposal. Non-disposable sharps must be placed in a
hard-walled container for transport to a processing area for decontamination, preferably
by autoclaving. |
|
|
b. |
Syringes which re-sheathe the needle, needle-less systems, and other safe
devices should be used when appropriate. |
|
|
c. |
Broken glassware must not be handled directly by hand, but must be removed
by mechanical means such as a brush and dustpan, tongs, or forceps. Containers of
contaminated needles, sharp equipment, and broken glass should be decontaminated before
disposal, according to any local, state, or federal regulations. |
|
11. |
All manipulations involving infectious materials are conducted in
biological safety cabinets or other physical containment devices within the containment
module. No work in open vessels is conducted on the open bench. |
|
12. |
Laboratory equipment and work surfaces should be decontaminated with an
appropriate disinfectant on a routine basis, after work with infectious materials is
finished, and especially after overt spills, splashes, or other contamination with
infectious materials. Contaminated equipment should also be decontaminated before it is
sent for repair or maintenance or package for transport in accordance with applicable
local, state, or federal regulations, before removal from the facility.
Plastic-backed paper toweling used on non-perforated work surfaces within biological
safety cabinets facilitates clean-up. |
|
13. |
Cultures, tissues, or specimens of body fluids are placed in a container
that prevents leakage during collection, handling, processing, storage, transport, or
shipping. |
|
14. |
All potentially contaminated waste materials (e.g., gloves, lab coats,
etc.) from laboratories or animal rooms are decontaminated before disposal or reuse. |
|
15. |
Spills of infectious materials are decontaminated, contained and cleaned
up by appropriate professional staff, or others properly trained and equipped to work with
concentrated infectious material. |
|
16. |
Spills and accidents which result in overt or potential exposures to
infectious materials are immediately reported to the laboratory director.
Appropriate medical evaluation, surveillance, and treatment are provided and written
records are maintained. |
|
17. |
Animals and plants not related to the work being conducted are not
permitted in the laboratory.
|
| C. |
Safety Equipment (Primary Barriers)
|
|
1. |
Properly maintained biological safety cabinets are used (Class I or III)
for all manipulation of infectious materials. |
|
2. |
Outside of a BSC, appropriate combinations of personal protective
equipment are used (e.g., special protective clothing, masks, gloves, face protection, or
respirators), in combination with physical containment devices (e.g., centrifuge safety
cups, sealed centrifuge rotors, or containment caging for animals). |
|
3. |
This equipment must be used for manipulations of cultures and of those
clinical or environmental materials which may be a source of infectious aerosols;
the aerosol challenge of experimental animals; harvesting of tissues or fluids from
infected animals and embryonated eggs, and necropsy of infected animals. |
|
4. |
Face protection (goggles and mask, or faceshield) is worn for
manipulations of infectious materials outside of a biological safety cabinet. |
|
5. |
Respiratory protection is worn when aerosols cannot be safely contained
(i.e., outside of a biological safety cabinet), and in rooms containing infected animals. |
|
6. |
Protective laboratory clothing such as solid-front or wrap-around gowns,
scrub suits, or coveralls must be worn in, and not worn outside, the laboratory.
Reusable laboratory clothing is to be decontaminated before being laundered. |
|
7. |
Gloves must be worn when handling infectious animals and when hands may
contact infectious materials and contaminated surfaces or equipment. Disposable
gloves should be discarded when contaminated, and never washed for reuse.
|
| D. |
Laboratory Facilities (Secondary Barriers)
|
|
1. |
The laboratory is separated from areas which are open to unrestricted
traffic flow within the building. Passage through two sets of self-closing doors is
the basic requirement for entry into the laboratory from access corridors or other
contiguous areas. A clothes change room (shower optional) may be included in the
passage way. |
|
2. |
Each laboratory contains a sink for handwashing. The sink is foot,
elbow, or automatically operated and is located near the laboratory exit door. |
|
3. |
The interior surfaces of walls, floors, and ceilings are water resistant
so that they can be easily cleaned. Penetrations in these surfaces are sealed or
capable of being sealed to facilitate decontamination. |
|
4. |
Bench tops are impervious to water and resistant to acids, alkalis,
organic solvents, and moderate heat. |
|
5. |
Laboratory furniture is sturdy, and spaces between benches, cabinets, and
equipment are accessible for cleaning. |
|
6. |
Windows in the laboratory are closed and sealed. |
|
7. |
A method for decontaminating all laboratory wastes is available,
preferably within the laboratory (i.e., autoclave, chemical disinfection, incineration, or
other approved decontamination method). |
|
8. |
A ducted exhaust air ventilation system is provided. This system
creates directional airflow that draws air from "clean" areas into the
laboratory toward "contaminated" areas. The exhaust air is not
recirculated to any other area of the building, and is discharged to the outside with
filtration and other treatment optional. The outside exhaust must be dispersed away
from occupied areas and air intakes. Laboratory personnel must verify that the
direction of the airflow (into the laboratory) is proper. |
|
9. |
The High Efficiency Particulate Air (HEPA)-filtered exhaust air from Class
II or Class III biological safety cabinets is discharged directly to the outside or
through the building exhaust system. If the HEPA-filtered exhaust air from Class II
or III biological safety cabinets is to be discharged to the outside through the building
exhaust air system, it is connected to this system in a manner (e.g., thimble unit
connection) that avoids any interference with the air balance of the cabinets or building
exhaust system. Exhaust air from Class II biological safety cabinets may be
recirculated within the laboratory if the cabinet is tested and certified at least every
twelve months. |
|
10. |
Continuous flow centrifuges or other equipment that may produce aerosols
are contained in devices that exhaust air through HEPA filters before discharge into the
laboratory. |
|
11. |
Vacuum lines are protected with liquid disinfectant traps and HEPA
filters, or their equivalent, which are routinely maintained and replaced as needed. |
|
12. |
An eyewash facility is readily available. |
Biosafety Level 4 (Risk
Group 4)
This level is reserved for work with dangerous and exotic agents which
pose a high individual risk of life-threatening disease. No work is performed with
agents requiring Biosafety Level 4 containment at the University of the Sciences in
Philadelphia.
Information in this section was obtained from CDC/NIH's Publication: "Biosafety in
Microbiological and Biomedical Laboratories."